Investor's Watchblog

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Investor protection advice from former SEC enforcer

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  1. SEC Charges First Allied Broker With Defrauding Two Florida Municipalities

    The U.S. Securities and Exchange Commission (”SEC”) has  charged  Harold H. Jaschke, a Houston-based stockbroker for First Allied Securities, Inc. with defrauding two Florida municipalities, which were his brokerage clients.  According to the SEC, Jaschke...

    18 hours ago

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