Securities

Welcome to the 'Securities' tag page at Technorati. This page features content from the farthest reaches of the Blogosphere that authors have "tagged" with 'Securities'.

Latest blogosphere posts tagged “Securities”

• State Supreme Court ruling affirms, strengthens securities law

  
  Clarksville, TN Online — Authority: 547
  Refutes ignorance of law as viable defense tactic Nashville – The State Supreme Court has upheld the trial court and has overturned the Court of Criminal Appeals’ decision in the State’s action against Michael Casper, an unregistered securities seller. Casper was initially convicted of 15 counts of ...
  5 hours ago

• How Credit Raters Fended Off Federal Oversight

  
  Progressive News Daily — Authority: 159
  The Huffington Post Investigative Fund When the nation’s top credit rating companies came under attack in Washington in recent years, Charles E. Schumer often emerged as their strongest ally. As recently as 2006, the senior senator from New York questioned whether new oversight legislation was necessary given ...
  12 hours ago

• Sacramento sues Golden Sacks for fraud

  
  Corrente — Authority: 622
  McClatchys Sacramento Bee : The Sacramento Municipal Utility District sued Goldman Sachs, Morgan Stanley and 45 other financial firms Thursday in Sacramento federal court for allegedly rigging bids in bond-derivatives markets and defrauding the utility. SMUD joined at least six city and county governments in ...
  12 hours ago

• Earnings reports push stocks higher; Dow gains 73

  
  Shanghai Daily: Latest News — Authority: 680
  ENCOURAGING earnings news from major retailers and The Walt Disney Co. drew investors back into the stock market one day after a big drop. The Dow Jones industrial average gained 73 yesterday after dropping 94...
  14 hours ago

• Terence Corcoran: The CSA’s lost principles

  
  FP Comment — Authority: 588
  The CSA’s botched and abandoned corporate governance overhaul leaves behind unfinished business   By Terence Corcoran A fter millions of dollars spent, uncountable hours of high-power legal input wasted, and years of bureaucratic sturm und drang, Canada’s securities regulators yesterday finally walked ...
  14 hours ago

• Securities Law Scholarship Beyond the 33 Act: Laby on Broker-Dealers and Investment Advisers

  
  Conglomerate — Authority: 558
  Arthur Laby (Rutgers-Camden) posted a very nuanced article on ssrn on whether and when to regulate broker-dealers differently than investment advisers.  Laby provides a very interesting account of how the historical justification for differential regulatory treatment of brokers and advisers no longer holds. And, ...
  15 hours ago

• Federal Reserve Plans To Keep Interest Rates Low For Months

  
  Refinance Home Mortgages — Authority: 430
  Theyre doing everything they can to stimulate the economy.We had modest GDP growth last quarter. Home sales are down, however. The federal deficit is booming. The dollar is dropping. (...)
  15 hours ago

• Two more arrests in Madoff saga

  
  BloggingStocks — Authority: 661
  Filed under: Scandals Normal tech support phone call: "Press 1 for help with e-mail. Press 2 to have your password reset." Madoff tech support phone call: "Hello, how can I help you dummy up some trading records today?" The investigation of Bernie Madoff s fraudulent financial empire is leading to more ...
  16 hours ago

• Obama Eyes Domestic Spending Freeze Poll to FReep)

  
  Stupidica — Authority: 163
  WASHINGTON (Nov. 13) - The Obama administration has alerted domestic agencies to plan for a freeze or even a 5 percent cut in their budgets, part of an election-year push to rein in record deficits that threaten the economy and Democrats political prospects next fall. China, the largest foreign holder of U.S. Treasury ...
  16 hours ago

• Law Firms Review Compliance Measures After Attorney Arrests in Insider Cases

  
  ABA Journal Top Stories — Authority: 679
  Recent charges by federal authorities that three current or former BigLaw attorneys illegally made securities trades--two of them allegedly using inside information gleaned from the law firms that employed them--have sparked renewed vigilance at many legal partnerships. Law firms are reviewing the security measures ...
  16 hours ago

• Online Auctions: Internet’s Most Valuable Innovation

  
  Discover The Best eBay Alternative — Authority: 143
  You could come up with lots of considerations and valuable opinions, which shed light on many bad aspects of online auctions. At the end of a dinner, you also managed to convince your best friends that they should stop ruining their eyes in front of Ebay. It’s time consuming and packed with useless objects. In [...]
  17 hours ago

• Nokia Buy Palm? Riiiiight.

  
  Digital Daily — Authority: 685
  Palm shares are trading higher today, bolstered by anticipation of the Nov. 15 launch of the Pixi, the company’s second webOS handset and by some silly rumors about a potential takeover by Nokia (NOK). Does the company really need another software platform to add to Symbian, Maemo and Qt? C’mon. At $12.34, ...
  18 hours ago

• Property on the up as FTSE 100 closes on a high

  
  Family: News and advice on family matters children and parents — Authority: 974
  Property companies dominated the leaderboard as the FTSE 100 closed at its highest level since last September.
  18 hours ago

• Reg D Offerings and Other Private Investments Expose Investors to Huge Risks

  
  Investment Fraud Lawyer Blog — Authority: 421
  Private investments (also known as private placements or Reg D offerings) have been the subject of a growing number of fraud charges by the U.S. Securities and Exchange Commission and some states. Such deals, including oil and gas ventures and real estate partnerships, have historically been capitalized by sales to ...
  19 hours ago

• FTNs Feeney Says Intel-AMD Settlement `Good for Both: Video

  
  Business Finance & Economy - business.marc8.com — Authority: 163
  Nov. 12 -- Joanne Feeney, an analyst at FTN Midwest Securities, talks with Bloombergs Carol Massar, Jon Erlichman and Adam Jonson about Intel Corp.s agreement to pay Advanced Micro Devices Inc.
  21 hours ago

• Chinese listings on Nasdaq may double

  
  Shanghai Daily: Latest News — Authority: 680
  NASDAQ OMX Group said the number of Chinese companies that list on its exchange could double in as little as two years, fueled by a growing appetite for these shares from a wider range of United States institutional...
  21 hours ago

• QFII funds average yield rises

  
  Shanghai Daily: Latest News — Authority: 680
  THE average return of funds managed by overseas institutions to trade in yuan shares grew 8.12 percent in October, led by the robust growth of the domestic stock market, an industry report said yesterday. The performance...
  21 hours ago

• Key index ends higher

  
  Shanghai Daily: Latest News — Authority: 680
  SHANGHAIS key stock index ended slightly higher yesterday, led by consumer-related shares as investors expect consumption to be stimulated further to bolster Chinas economic growth. The Shanghai Composite...
  21 hours ago

• Madoffs former computer programmers arrested over $65bn fraud

  
  The Guardian - guardian.co.uk — Authority: 983
  Former computer programmers on Bernard Madoffs staff have been arrested for helping the fraudster hide his Ponzi scheme Two computer programmers who worked for fraudster Bernard Madoff were arrested today on charges of helping to cover up his $65bn (£39bn) swindle. The U.S. attorneys office in New York said that ...
  22 hours ago

• Two Are Charged With Helping Madoff Falsify Records

  
  NYT > Global Home — Authority: 144
  The F.B.I. arrested two computer programmers who worked for Bernard L. Madoff’s investment firm, prosecutors said on Friday.
  23 hours ago

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