financial industry regulatory authority

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Latest blogosphere posts tagged “financial industry regulatory authority”
 

  • FINRA Board Approves New Rule for Selecting Arbitral Panels


    — Authority Authority:
    Last week, the Financial Industry Regulatory Authority ( FINRA ) Board approved a measure that may make it easier for investors to select arbitrators in a dispute against a securities brokerage.  Currently, brokerage customers must agree to resolve all of their future legal disputes with arbitrators previously ...
    4 weeks ago

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