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4 hours agoPost courtesy of www.series79exam.com. SEC to Shed Light on the New Series 79 Exam Pursuant to a proposal set forth by FINRA in February
4 hours agoFox Business has just came out with an interview with Stanford Financial whistleblower Layla Wydler, who was fired from Stanford Financial
2 days agoYesterday I had the pleasure of attending FINRA's 2009 Small Firm Conference in Chicago, IL. The event was well-attended; the speakers were
3 days agoMy Note - Immediately below this note – there is some of the most obscene uses of the English language to describe the new accounting
4 days agoAccording to the Financial Industry Regulatory Authority, the amount of investor fraud claims alleging securities fraud and other violations has grown.
5 days agoThe number of claims filed by investors over stockbroker fraud and other breaches of fiduciary duty continue to grow this year, according to
6 days agoFinra’s ETF notice angers ICI, firms – Investment News I recently read and reviewed Martin Weiss’s bestselling investment book, The Ultimate
6 days agoJuly 13th, 2009 Goto commentsLeave a comment Long term decay in leveraged ETF’s has created a stir with investors and regulatory officials. See
9 days agoDoes the American public appreciate the essence of Wall Street? Is it as cutthroat and greedy as many would attest? As with anything, I do
17 days agoAs part of FINRA’s ongoing effort to consolidate and reconcile the former NASD and NYSE manuals, changes are in the works. FINRA recently
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