nasd
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Latest blogosphere posts tagged “nasd”
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Bloomberg Joins Ranks Calling for FINRA Transparency
Sense on Cents —
Authority: 561
Calls for increased transparency from Wall Street’s self-regulatory organization FINRA continue to mount. How so? None other than Bloomberg joins the ranks of Barrons , The New York Times , and Sense on Cents in calling on the courts to compel FINRA to release unredacted documents relating to the merger of ...15 hours ago -
MIDDLE SCHOOL DEDICATION 11/1/09
NewsOverCoffee: Nazareth News —
Authority: 432
THE NAZARETH AREA SCHOOL DISTRICTWould like to announce the dedication of the new Nazareth Area Middle School94 Friedenstahl Avenue Sunday, November 1, 20091:00 to 3:00 p.m.Nazareth Area Middle School Auditorium Public Welcome Dedication and Ribbon-Cutting Ceremony – 1:00 p.m.Tours to follow the Dedication ...1 week ago -
Investment Strategy Turns More Cautious, Existing Home Sales, Record Auctions This Week, Galleon Grief
Hedge Fund Blogs From HedgeCo.Net —
Authority: 427
Stock Market Investing: The Equity markets were down across the board Friday as the week ended. Last week was a week of churning and distribution, two actions I hate to see during a market advance as they often mark the end of a rally. To make matters worse the churning has occurred at key areas of ...2 weeks ago -
Media Attention Increases Heat on Mary Schapiro and FINRA
Sense on Cents —
Authority: 561
Is the American public about to get a wider view into the relatively concealed world of Wall Street self-regulation? I believe so. The momentum towards real transparency is “heating up.” How is the temperature rising in the kitchens of SEC chief Mary Schapiro and her former colleagues at the Wall Street ...2 weeks ago -
NASDAQ Sale: Why Would Schapiro and FINRA Execs Lie?
Sense on Cents —
Authority: 561
Writing about the integrity, or lack thereof, of a senior governmental official and other high ranking financial regulators is a serious topic. Given the seriousness of this topic, I do not treat it lightly. For newer readers here at Sense on Cents , I am referring to the commentary I wrote this past Monday ...2 weeks ago -
Why Would Mary Schapiro and FINRA Execs Lie?
Sense on Cents —
Authority: 561
Writing about the integrity, or lack thereof, of a senior governmental official and other high ranking financial regulators is a serious topic. Given the seriousness of this topic, I do not treat it lightly. For newer readers here at Sense on Cents , I am referring to the commentary I wrote this past Monday ...2 weeks ago -
Attorney Richard Greenfield Brands Mary Schapiro and FINRA Execs as “Liars”
Sense on Cents —
Authority: 561
Is Mary Schapiro a liar? Are other FINRA executives also liars? Fully appreciating that merely asking these questions is aggressive by its very nature, I do not ask them in a derisive fashion. The fact is, the answer to those questions in the eyes of Richard Greenfield is an unequivocal, “Yes!” Who is Richard ...3 weeks ago -
H1N1 Update
NewsOverCoffee: Nazareth News —
Authority: 432
NASD is reporting cumulative confirmed flu cases; but it is important to note that most of the students who were confirmed cases have recuperated and have returned to school. Cumulative Count:High School - 66 total (44 prior, 22 new this week) - All but 14 have returned to school.Middle School - 45 (18 prior, 27 new ...3 weeks ago -
My Letter to Judge Jed Rakoff in re: Benchmark and Standard Investment Chartered v. FINRA
Sense on Cents —
Authority: 561
On October 6th, I attended a public hearing relating to complaints filed by Benchmark Financial and Standard Investment Chartered v FINRA (Financial Industry Regulatory Authority). This hearing was held in the United States Courthouse in New York City. The core of these complaints is the distribution that FINRA ...3 weeks ago -
NewsOverCoffee: Nazareth News —
Authority: 432
4 weeks ago -
NASD H1N1 Update
NewsOverCoffee: Nazareth News —
Authority: 432
NASD is reporting cumulative confirmed flu cases; but it is important to note that most of the students who were confirmed cases have recuperated and have returned to school.Cumulative Count:High School - 42 total (20 prior, 22 new this week) - All but 15 have returned to schoolMiddle School - 18 ( 9 prior, 9 new this ...4 weeks ago -
Is Wall Street On the Up and Up?
Sense on Cents —
Authority: 561
The core of that question resides within the regulatory oversight of our financial industry. The American public is beginning to learn a lot about this financial regulatory oversight. How so? A month ago, SEC Inspector General David Kotz released a report, Investigation of Failure of the SEC to Uncover Bernard ...5 weeks ago -
FINRA Failings Revealed, but Many Questions Remain
Sense on Cents —
Authority: 561
Is Wall Street on the up and up? The core of that question resides within the regulatory oversight of our financial industry. The American public is beginning to learn a lot about this financial regulatory oversight. How so? A month ago, SEC Inspector General David Kotz released a report, Investigation of Failure ...5 weeks ago -
H1N1 Update
NewsOverCoffee: Nazareth News —
Authority: 432
NASD repoted on their website the following H1N1 Update As of 10/9:Cumulative Count:High School - 20 (18 prior, 2 new this week) - All but 1 have returned to schoolMiddle School - 9 (5 prior, 4 new this week) - All but 2 have returned to schoolIntermediate School - 31 (14 prior, 17 new this week) - All but 9 have ...5 weeks ago