omissions

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Original Technorati articles tagged “omissions”

• in Android
  Android App Review: Aloqa
  A good idea: one stop for all your entertainment (and realty and churchgoing) options. But needs a complete local database.
  by squadoosh / on Apr 28, 2010

Latest blogosphere posts tagged “omissions”

 

• Kenny Akinfolarin Akindemowo Named in FINRA Complaint for Allegedly Selling Away Securities, Misrepresenting Facts, and Misappropriating Funds

  
  — Authority:
  Kenny Akinfolarin Akindemowo, of Wayzata, Minnesota, was named a respondent in a Financial Industry Regulatory Authority (FINRA) complaint alleging that he induced individuals to invest $15,000 in private securities transactions. FINRAs complaint alleges that instead of using the money as promised, Mr. Akindemowo ...
  1 week ago

• Benghazi Talking Points Revisions from Big Brother, ABC News reports rectifications, Orwellian wording and Omissions, 2 + 2 = 5, George Orwell warned us

  
  — Authority:
  Benghazi Talking Points Revisions from Big Brother, ABC News reports rectifications, Orwellian wording and Omissions, 2 + 2 = 5, George Orwell warned us “the Times of the nineteenth of December had published the official forecasts of the output of various classes of consumption goods in the fourth quarter of 1983, ...
  1 week ago

• Azim Nakhooda Fined and Suspended for False and Misleading Statements in Connection with Private Placement Offerings

  
  — Authority:
  Azim Nakhooda, a former broker with La Vista, Nebraska based Securities America, Inc., submitted a Letter of Acceptance, Waiver and Consent in which he consented to the entry of the Financial Industry Regulatory Authoritys (FINRA) findings that he sent emails to Securities America customers in connection with their ...
  2 weeks ago

• Donald Wayne Hastings Barred by FINRA for Lying to a Customer about an Account Opening and Subsequently Commingling the Customers Funds

  
  — Authority:
  Donald Wayne Hastings, a former broker with Lincoln, Nebraska based Allstate Financial Services, LLC, submitted a Letter of Acceptance, Waiver and Consent in which he consented to the entry of the Financial Industry Regulatory Authoritys (FINRA) findings that a customer provided Mr. Hastings with a check for $12,000 ...
  2 weeks ago

• Newsroom Publishing Terminates Google Analytics Participation

  
  — Authority:
  … by the summer of 2012, Google’s handing of personal information, data mining activities and/or cookie deployment were no longer substantially in compliance with Newsroom Publishing’s Privacy Statement.Robert W. Butche, PublisherWashingtonResponsibility, Trust And DisclosureNewsroom Publishing discontinued ...
  2 weeks ago

• John Michael Babiarz Fined and Suspended by FINRA for Violating Industry and Firm Rules

  
  — Authority:
  The Financial Industry Regulatory Authority (FINRA) has rendered a default decision against John Michael Babiarz, a former broker with Worcester, Massachusetts based Jesup & Lamont Securities Corp., for settling customer complaints without Jesup & Lamont Securities knowledge or approval. FINRAs findings stated ...
  3 weeks ago

• Hartford Investment Financial Services and Hartford Life Distributors Censured and Fined for Distributing Mutual Fund Prospectuses Containing Unwarranted and Misleading Statements

  
  — Authority:
  Radnor, Pennsylvania based Hartford Investment Financial Services, LLC and Berwyn, Pennsylvania based Hartford Life Distributors, LLC now known as Forethought Distributors, LLC submitted a Letter of Acceptance, Waiver and Consent in which the firms were censured, fined $100,000 jointly and severally, and consented to ...
  3 weeks ago

• Haley Securities, Inc. Censured and Fined for Prohibited Private Placement and Limited Partnership Sales through Haley Associated Limited Partnership

  
  — Authority:
  Omaha, Nebraska based Haley Securities submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured, fined $20,000, and consented to the entry of the Financial Industry Regulatory Authoritys findings that it was solely engaged in the sale of private offerings of securities designed to raise ...
  3 weeks ago

• Grand Financial, Inc. Censured and Fined for Prohibited Conduct in Oil and Gas Private Placement Sales

  
  — Authority:
  Addison, Texas based Grand Financial, Inc. submitted a Letter of Acceptance, Waiver and Consent in which the firm was fined $25,000 and consented to the entry of Financial Industry Regulatory Authority (FINRA) findings that it offered for sale oil and gas private placements (PPMs), which were unregistered pursuant to ...
  3 weeks ago

• Why You Need Surveyors O & E Insurance

  
  Best Finance — Authority: 136
  Even being members of among the most trusted professions in history, surveyors should defend themselves from the financial disaster that might arise from legal battles claiming neglect or breach of contract. It doesnt matter if the lawsuit is frivolous; it can yet mean a great deal of money thrown away on battling it ...
  3 weeks ago

• Sigma Financial Corp. - CIP Leveraged Fund Advisors, LLC - Investor Alert!

  
  — Authority:
  Many investors have purchased CIP Leveraged Fund Advisors, LLC ("CLFA") through an independent broker-dealer, Sigma Financial Corp. CLFA was supposed to be a manager of Real Estate Investment Trusts (REITs), but failed miserably. Sigma Financial is a mid-size independent broker-dealer in the United States who offered ...
  3 weeks ago

• Sammons Securities Company LLC - CIP Leveraged Fund Advisors, LLC - Investor Alert!

  
  — Authority:
  Many investors have purchased CIP Leveraged Fund Advisors, LLC ("CLFA") through an independent broker-dealer, Sammons Securities Company LLC ("Sammons Securities"). CLFA was supposed to be a manager of Real Estate Investment Trusts (REITs), but failed miserably. Sammons Securities is an independent broker-dealer in ...
  4 weeks ago

• Professional Liability Insurance: A Safety Net for Small Business

  
  — Authority:
  Whether your clients require you to have Professional Liability Insurance or not, this coverage can come in handy for projects that run into problems. Starting a small business is inherently risky.  Having professional liability insurance reduces the risks you face in delivering services, letting you focus on ...
  4 weeks ago

• Royal Securities Company- CIP Leveraged Fund Advisors, LLC - Investor Alert!

  
  — Authority:
  Many investors have purchased CIP Leveraged Fund Advisors, LLC ("CLFA") through an independent broker-dealer, Royal Securities Company ("Royal Securities"). CLFA was supposed to be a manager of Real Estate Investment Trusts (REITs), but failed miserably. Royal Securities is an independent broker-dealer in the United ...
  4 weeks ago

• RBC Capital Markets LLC - CIP Leveraged Fund Advisors, LLC - Investor Alert!

  
  — Authority:
  Many investors have purchased CIP Leveraged Fund Advisors, LLC ("CLFA") through an independent broker-dealer, RBC Capital Markets LLC ("RBC Capital"). CLFA was supposed to be a manager of Real Estate Investment Trusts (REITs), but failed miserably. RBC Capital is an independent broker-dealer in the United States who ...
  4 weeks ago

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