placements

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Latest blogosphere posts tagged “placements”

 

• Retirees Targeted for Excessive Trading, Unsuitable Recommendation of REITs

  
  — Authority:
  Securities fraud attorneys are cautioning retirees regarding two potential threats to their retirement investments. Many retirees have suffered significant losses as a result of unsuitable recommendations of risky, illiquid investments. In other cases, losses have resulted from excessive trading in customer accounts. ...
  1 week ago

• Azim Nakhooda Fined and Suspended for False and Misleading Statements in Connection with Private Placement Offerings

  
  — Authority:
  Azim Nakhooda, a former broker with La Vista, Nebraska based Securities America, Inc., submitted a Letter of Acceptance, Waiver and Consent in which he consented to the entry of the Financial Industry Regulatory Authoritys (FINRA) findings that he sent emails to Securities America customers in connection with their ...
  1 week ago

• Forrest Nolan Jackson Barred from the Securities Industry by FINRA for Selling Away Investments

  
  — Authority:
  Forrest Nolan Jackson, a former broker with Carpinteria, California based PlanMember Securities Corporation, submitted an Offer of Settlement in which he consented to the entry of the Financial Industry Regulatory Authoritys findings that, acting outside the normal course and scope of his employment with PlanMember ...
  1 week ago

• La politique de la Fed dépend de la reconduction de Bernanke, Intégrale Placements – 3 mai

  
  — Authority:
  Le 3 mai, dans l’oeil du stratège : La politique monétaire de la Fed a été l’un des sujets abordés par Guillaume Dard, Président de Montpensier Finance interviewé dans Intégrale Placements par Guillaume Sommerer, sur BFM Business.
  1 week ago

• MSIT - 100% Placement P.G. Course

  
  — Authority:
  Enhance your job skills with MSIT The PG course being offered by four universities coming together ….international standards of teaching….100% placement….these specialties are being offered by the M.S.I.T. Those who are looking for a bright future in IT industry find this as a good opportunity. So an ...
  2 weeks ago

• Recovery of Success Trade Promissory Note Losses

  
  — Authority:
  Securities fraud attorneys are currently investigating claims on behalf of the customers of Success Trade Securities who purchased Success Trade promissory notes. In April 2013, the Financial Industry Regulatory Authority (FINRA) announced that it had filed a Temporary Cease-and-Desist Order in relation to these ...
  2 weeks ago

• Oran Ben Carroll Fined and Suspended by FINRA for Violating Industry Rules Governing Due Diligence and Regulation D Offerings

  
  — Authority:
  Oran Ben Carroll, a former broker with Dallas, Texas based Cambridge Legacy Securities L.L.C., submitted a Letter of Acceptance, Waiver and Consent in which he consented to the entry of Financial Industry Regulatory Authority (FINRA) findings that, acting in his capacity as the president and a registered principal of ...
  2 weeks ago

• Recovery of Apple REIT Losses Still Possible Through Arbitration

  
  — Authority:
  Investors are disappointed, to say the least, that a federal judge recently dismissed an investor class action lawsuit related to the sale of Apple REITs by David Lerner Associates Inc. However, stock fraud lawyers say that this decision will have absolutely no impact on arbitration cases filed against Lerner with ...
  2 weeks ago

• Haley Securities, Inc. Censured and Fined for Prohibited Private Placement and Limited Partnership Sales through Haley Associated Limited Partnership

  
  — Authority:
  Omaha, Nebraska based Haley Securities submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured, fined $20,000, and consented to the entry of the Financial Industry Regulatory Authoritys findings that it was solely engaged in the sale of private offerings of securities designed to raise ...
  3 weeks ago

• Grand Financial, Inc. Censured and Fined for Prohibited Conduct in Oil and Gas Private Placement Sales

  
  — Authority:
  Addison, Texas based Grand Financial, Inc. submitted a Letter of Acceptance, Waiver and Consent in which the firm was fined $25,000 and consented to the entry of Financial Industry Regulatory Authority (FINRA) findings that it offered for sale oil and gas private placements (PPMs), which were unregistered pursuant to ...
  3 weeks ago

• Just a Little AstroEssence 23 April 2013: ‘A Paradigm Shift’

  
  — Authority:
  This is from the current issue of ECLIPSE; order now to get all three issues that include analysis on the … Continue reading »
  3 weeks ago

• REIT Investors May be Unaware They Suffered Significant Losses

  
  — Authority:
  According to securities fraud attorneys , many investors may be unaware of the fact that they have suffered losses in non-traded real estate investment trusts, or REITs. Financial statements for REITs usually reflect the investment’s initial purchase price, not the current value of the REIT; this can mislead ...
  3 weeks ago

• InVivo Therapeutics (NVIV): The Rise from Obscurity to Acceleration in 2013

  
  — Authority:
  By ChemistFrog The search for investment prospects in early-stage pharmaceuticals is never-ending with a wide range of company market capitalizations, different types of drugs/devices under development and a diverse management group running the companies to choose from. With a great many investors perusing through ...
  3 weeks ago

• Jesse Heiman Worked Pimp Daddy Magic at “SO SEXY” Party

  
  — Authority:
  Photo Credit: WENNView All Photos › Jesse Heiman made his presence known as he attended OK! Magazine’s “SO SEXY” party. Alright so you’ve seen all the ladies that were in attendance so how many of them do you think locked lips with Jesse? Brandi Glanville gave him a kiss on… [Read More]
  4 weeks ago

• How to Talk About Other Interviews in Your Interviews

  
  — Authority:
  One of the questions I receive quite often from people I work with is whether or not they should talk about other interviews while they are interviewing with a potential employer. Let me emphasize one thing: This is one of the more important questions you will ever be asked in an interview . Regardless of your ...
  4 weeks ago

• Ameriprise REIT Sales Under Investigation

  
  — Authority:
  Securities arbitration lawyers are currently investigating claims on behalf of investors who purchased risky non-traded REITs through Ameriprise Financial. Reportedly, Ameriprise Financial was one of the biggest non-traded real estate investment trust sellers and, in some cases, may not have properly advised ...
  4 weeks ago

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