sarbanes oxley

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  • Reframing the issue of Edward Snowden’s whistle-blowing: public vs. private


    Authority Authority:
    Eleven years ago, in the wake of the Enron debacle, Congress passed protection for whistleblowers as part of a wide-ranging set of public company reforms within the Sarbanes-Oxley Act. Now consider that, instead of a former National Security Agency employee and, until very recently, a Booz Allen Hamilton employee, ...
    6 days ago
  • Changes to Whistleblower Laws Intended to Encourage More Whistleblowers


    Authority Authority:
    06/09/2013 // Justice News Flash: Featured Column // Kathleen Scanlan // (press release) Headlines out of Washington may suggest that federal lawmakers are incapable of legislating in these hyper-partisan times. However, The Survey of Federal Whistleblower and Anti-Retaliation Laws released in April 2013 by ...
    1 week ago
  • The Missing Bit Of The NSA PRISM Story


    Authority Authority:
    Unless you really havent been paying attention to the news this week, youll be aware of the NSAs "PRISM" program.  On the one hand, there are a series of sources that say beyond Verizon handing over ALL call information, other companies are participating in the program, such as Facebook, Google, Microsoft, Skype, and ...
    1 week ago
  • U.S. Supreme Court to Hear Sox Whistleblower Case Involving Contractors


    Authority Authority:
    This past Friday, the United State Supreme Court granted cert. in the case of  Lawson v. FMR LLC . The case concerns whether the Sarbanes-Oxley Act (SOX), which protects employees of publicly traded companies from retaliation for reporting financial improprieties, also protects the employees of private contractors ...
    2 weeks ago
  • Shocking Right? Not Really


    Authority Authority:
    And when one finds fault with the U.S. Governments seeming inability to do or get anything right, one thinks or is led to believe that the private sector in their Ayn Rand Fountainhead fantasies do. Just like 3rd graders when you say "self manage" they do so immediately.   And then again you could be wrong there as ...
    3 weeks ago
  • 404 responsibility shift to internal audit units


    Authority Authority:
    Its hard to believe that Section 404 of the landmark Sarbanes-Oxley Act is almost 10 years old. It seems like just yesterday that compliance with 404(b) in particular was such a vexing, expensive issue for companies large and small. At this point, the maturity curve has moved to the point where most companies have ...
    3 weeks ago
  • Supreme Court Takes Up SOX Whistleblower Case


    Authority Authority:
    The Supreme Court agreed to hear a significant case concerning the coverage of the Sarbanes-Oxley whistleblower provisions. The central issue to be determined is whether an employee of a privately held contractor or subcontractor of a public company is protected from retaliation by Section 806 of the Act. Lawson v. ...
    4 weeks ago

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