securities and exchange commission

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Original Technorati articles tagged “securities and exchange commission”

• in Business
  Charles Wyly, Co-Founder of Michaels Stores, Dies after Car Crash
  Wyly's Other Business Interests Included Bonanza Steakhouse and Green Mountain Energy
  by johnjegan / on Aug 7, 2011
• in Business
  Goldman Sachs Is My Bookie
  Forget about lawsuits. Did Goldman Sachs violate New York's gambling laws?
  by jimmyzuma / on Apr 21, 2010

Latest blogosphere posts tagged “securities and exchange commission”

 

• VIDEO: Goldman Sachs Selling Industrial Commercial Bank of China Stake Stake

  
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  Goldman Sachs Selling Industrial & Commercial Bank of China Stake. Fraud claims versus Goldman over Abacus CDO are dismissed. Bloomberg’s top editor calls policy on client data ‘inexcusable’ Thanks for checking us out. Please take a look at the rest of our videos and articles. To stay in ...
  2 days ago

• David Ebersman, Jas Athwal, David Fischer Exercise Facebook Restricted Stock Units

  
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  Facebook Chief Financial Officer David Ebersman , Chief Accounting Officer Jas Athwal , and Chief Marketing Officer David Fischer each outlined their transactions last week involving restricted stock units in separate filings with the Securities and Exchange Commission , with Fischer also reporting the sale of ...
  2 days ago

• How to Forex

  
  — Authority:
  Post from: FOREX TRADE ALERT How to Forex Subscribe to the comments for this post? Share this on del.icio.us Digg this! Post this on Diigo Post on Google Buzz Add this to Mister Wong Share this on Mixx Share this on Reddit ...
  1 week ago

• Hedge Fund News: Philip Falcone, Ray Dalio, NVIDIA Corporation (NVDA)

  
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  Editor’s Note: Related Tickers: Microsoft Corporation (NASDAQ: MSFT ), VIVUS, Inc. (NASDAQ: VVUS ), NVIDIA Corporation (NASDAQ: NVDA ) Hedge Fund Manager and S.E.C. Reach Deal (New York Times) By Thursday, the agency appeared to be softening its tone. Nearly a year after the Securities and Exchange Commission ...
  1 week ago

• Utah online payday loans lender busted for Ponzi scheme

  
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  John Scott Clark of Utah is being sued by the SEC for allegedly running a Ponzi scheme with the two online payday loan companies that he owns. Image from Wikimedia Commons. The Securities and Exchange and Commission has slapped two online payday loans lending companies owned by a single man with fraud suits. John ...
  1 week ago

• SEC Hedge Fund Enforcement Chief Out

  
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  The Securities and Exchange Commissions point-man on hedge fund enforcement is leaving the regulator. read more
  1 week ago

• Hackers steal millions from ATMs across the globe

  
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  05/09/2013 // West Palm Beach , Florida, US // JusticeNewsFlash // Justice News Flash // (press release) New York – Several people have been arrested in connection with a hacking ring , in which millions was taken from ATMs across the globe . As reported by the Associated Press (AP), the network of thieves ...
  1 week ago

• Scoring the Falcone Settlement

  
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  In the clash between the Securities and Exchange Commission and hedge-fund manager Philip Falcone, who came out ahead?
  1 week ago

• Falcone Settles Fraud Charges, Accepts Limited Ban

  
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  Harbinger Capital Management and its founder, Philip Falcone, have struck a deal with the Securities and Exchange Commission that will see Falcone barred from the securities industry—but with enough caveats to allow him to continue to run the hedge fund and its permanent capital vehicle. Under the agreement in ...
  1 week ago

• Real Estate Investment Trusts (REITs) and ERISA Plans

  
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  According to " REITs By The Numbers ," published by the National Association of Real Estate Investment Trusts, Inc. ("NAREIT"), real estate is gaining favor with 401(k) investment committees that decide on asset allocation. They write that the last ten years has seen a rise from 5 percent to 30 percent of 401(k) plans ...
  1 week ago

• Four Charged In SEC Venezuelan Bank Kickback Case

  
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  … the global markets group at broker-dealer Direct Access Partners (DAP) executed fixed income trades for customers in foreign sovereign debt. DAP Global generated more than $66 million in revenue for DAP from transaction fees – in the form of markups and markdowns – on riskless principal trade executions in ...
  2 weeks ago

• White Makes Case for Bigger S.E.C. Budget

  
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  Mary Jo White testified before a Senate Appropriations subcommittee to outline her agency’s need for a bigger budget.
  2 weeks ago

• Food Brands Get Crowdfunding Boost With CircleUp Deal

  
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  Tech entrepreneurs can find plenty of resources for raising funds from investors online. Notable “equity crowdfunding” sites like MicroVenture Marketplace , SeedInvest and SecondMarket  focus on the makers of apps and hardware. But what about businesses that make everything you’d find at a grocery or ...
  2 weeks ago

• Bankers Run Free as SEC Goes After Cities

  
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  The New York papers are known for their ability to convey the days most significant news in an eloquent and pithy manner.  We here at Dateline Headline will be comparing the headlines of the major New York papers and keep a running tally of the best.  Newspapers will be awarded from zero to ten points.  [...]
  2 weeks ago

• DealBook: Jeweler Is Charged in KPMG Insider Case

  
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  Prosecutors announced charges in Federal District Court in Los Angeles on Monday against Bryan Shaw, a jeweler who has agreed to plead guilty to conspiracy to commit securities fraud after receiving inside information from a KPMG partner.        
  2 weeks ago

• SEC Charges City Of Harrisburg With Municipal Bond Securities Fraud

  
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  In an information vacuum caused by Harrisburg’s failure to provide accurate information about its deteriorating financial condition, municipal investors had to rely on other public statements misrepresenting city finances. Statements that are reasonably expected to reach the securities markets, even if not prepared ...
  2 weeks ago

• S.E.C. Says Harrisburg, Pa., Misled Its Bond Investors

  
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  The municipality was accused of misstating or omitting relevant information about its troubled finances in reports and statements.        
  2 weeks ago

• Jeweler Is Charged in KPMG Insider Case

  
  — Authority:
  Prosecutors announced charges in Federal District Court in Los Angeles on Monday against Bryan Shaw, a jeweler who has agreed to plead guilty to conspiracy to commit securities fraud after receiving inside information from a KPMG partner.
  2 weeks ago

• SAIC to Sell, Lease Back Tysons Corner HQ Campus

  
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  Science Applications International Corp. has agreed to sell its headquarters campus in Tysons Corner, Va. and lease back one of the three buildings there as its new headquarters, the Washington... Read more »
  2 weeks ago

• New SEC Chairman, Mary Jo White, Speaks To Cross-Border Financial Regulation

  
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  Regulatory globalization is now a continuous and ongoing process, and one that has gotten much more intensive and complex. We often find ourselves sailing in previously uncharted waters. Until recently, for example, the multi-trillion dollar derivatives market was largely unregulated.  In the United States, the SEC ...
  2 weeks ago

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