securities law

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Latest blogosphere posts tagged “securities law”

 

• Vanderbilt Law Review En Banc – Roundtable: The JOBS Act and SEC Rulemaking

  
  — Authority:
  Vanderbilt Law Review En Banc is pleased to present our Spring 2013 Roundtable , which considers the SEC’s rulemaking authority under the JOBS Act of April 2012. Practicing securities attorney Douglas Ellenoff, and Professors Usha Rodrigues and Andrew Schwartz each consider the public policy rationales of the JOBS ...
  1 week ago

• Scoring the Falcone Settlement

  
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  In the clash between the Securities and Exchange Commission and hedge-fund manager Philip Falcone, who came out ahead?
  1 week ago

• Labour/Parker on capital markets compensates for electricity nonsense

  
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  The Herald has published  a significant, thoughtful and promising comment from the Labour finance spokesman. Ignore the mandatory defence of the Green paradox ("we hate seeing energy wasted and we demand taxes on carbon to push up the price, but now lets give power away free as well"). Davids defence  is good ...
  2 weeks ago

• SEC accuses Pennsylvania capital of securities fraud; ex-mayor’s positive statements targeted

  
  — Authority:
  Public officials who make positive statements about the fiscal health of their financially troubled cities are now forewarned: The assertions could result in accusations of securities fraud. The Securities and Exchange Commission cited public statements by officials with Harrisburg, Penn., in a suit accusing the city ...
  2 weeks ago

• Political Intelligence

  
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  The SEC is scrutinizing the political intelligence industry [ Washington Post ] and law firms are providing guidance about political intelligence [ LawFirmSearchEngine.com ].    
  2 weeks ago

• SEC disclosure via social media

  
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  Now that the Securities and Exchange Commission has provided guidance re use of social media for release of material information , law firms have posted memos about SEC disclosure via social media .  According to the guidance (and the law firm memos), issuers may now disclose material information via social media, ...
  3 weeks ago

• EMPLOYEE THEFT NO LONGER AN IF – NOW IT IS HOW MUCH

  
  Law Firm Newswire — Authority: 148
  New Kessler Survey finds that 95% of employees steal from employers, up from 79% in Kessler’s 1999 study. New York, NY ( Law Firm Newswire ) April 29, 2013 - An anonymous survey conducted by Kessler International of 500 company employees in varying retail and service industries found that employees are more ...
  3 weeks ago

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